Full text of FPCG, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-65488 **Information Required** Pursuant **to Rules 17a-5, 17a-12, and 18a-7** under **the Securities Exchange Act** of **1934** FILING FOR THE PERIOD BEGINNING **01/01/2021** MM/DD/YY AND ENDING **12/31/2021** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: FPCG, LLC d/b/a FocusPoint Private Capital Group TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 712 FIFTH AVENUE, 8TH FLOOR, SUITE 008A (No. and Street) New York **NY** 10019 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael Wychozowycz 212-887-1152 mwychoz@fpcgllc.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT **whose** reports are contained in this filing\* Citrin Cooperman & Company, LLP {Name - if individual, state last, first, and middle name) 290 WEST MOUNT PLEASANT AVENUE, SUITE 3310 **LIVINGSTON** {Address) (City) NJ [State) November 2, 2005 2468 **FOR OFFICIAL USE ONLY** 07039 (Zip Code) • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, David Conrod | , swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------…Read the full text as markdown