Full text of FPCG, LLC's X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | 12<br>hours per response: | | | SEC FILE NUMBER | | | 8-65488 | | # PART III | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING | 12/31/2022 | | | MM/DD/YY | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | NAME OFFIRM: FPCG, LLC d/b/a FocusPoint Private Capital Group | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer ___ Security-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 712 FIFTH AVENUE, 8TH FLOOR, SUITE 008A<br>(No. and Street) | | | | New York<br>NY | | 10019 | | (State)<br>(City) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Michael Wychozowycz 212-887-1152 | | mwychoz@fpcgllc.com | | (Area Code - Telephone Number)<br>(Name) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Citrin Cooperman & Company, LLP | | | | (Name - if individual, state last, first, and middle name) | | | | 290 WEST MOUNT PLEASANT AVENUE, SUITE 3310 LIVINGSTON | N. | 07039 | | (City)<br>(Address)<br>November 2, 2005 | (State)<br>2468 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}-…Read the full text as markdown