Full text of HALL & ROMKEMA FINANCIAL SERVICES, LLC's X-17A-5 filed 2020-02-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITEDSTATES | | OMB APPROVAL | |-------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | OMB Number:<br>3235-0123<br>August 31,<br>Expires: | | | | 2020<br>Estimated average burden | | | | hours per response<br>12.00 | | | | | | | | SEC FILE NUMBER | | | | s-65800 | | FACING<br>PAGE<br>of<br>Brokers<br>Dealers<br>Required<br>and<br>Exchange<br>Act<br>of<br>1934<br>and | Section<br>to<br>17a-5<br>Thereunder | of<br>the<br>17 | | 01/01/2019 | | 12/31/2019 | | MM/DD/YY | | MM/DD/YY | | REGISTRANT<br>A. | | | | | | | | | | LL<br>USE ONLY<br>OFFICIAL | | (Do | | FIRM I.D.<br>NO. | | | | | | (No. and Street) | | | | | | 48823 | | (State) | | (Zip Code) | | | | 517-337-8900 | | | | (Area Code -<br>Telephone Number) | | ACCOUNTANT<br>B. | | | | | | | | | | | | (Name -if | | | | Celeste | TX | 75423 | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | not resident in | | | | | ONLY | | | OFFICIAL<br>FOR<br>USE | | | | | | | | | Washington, D.C.<br>ANNUAL<br>AUDITED<br>FORM<br>III<br>PART<br>PERIOD BEGINNING<br>Romkema<br>NAME OF BROKER-DEALER:Hall<br>&<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>not use P.O.<br>Ml<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion<br>Public Accountant<br>United States | SECURITlESANDEXCHANGECOMMISSION<br>20S49<br>REPORT<br>X-17A-5<br>Pursuant<br>Rule<br>AND ENDING<br>IDENTIFICATION<br>Services,<br>Financial<br>Box No.)<br>NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>IDENTIFICATION<br>is contained in this<br>Report*<br>individual, stale last, first, middle name)<br>or any of its possessions. | I *\*Claims for exemption from the requirement that the annua! report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on a…Read the full text as markdown