Full text of HALL & ROMKEMA FINANCIAL SERVICES, LLC's X-17A-5 filed 2022-02-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number: 3235-0123 | |---------------------------| | Expires:Oct. 31,<br>2023 | | Estimated average burden | | hours per response:<br>12 | ## **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-65800 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** <sup>01</sup>/01/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Hall & Romkema Financial Services, LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): B Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 3495 Coolidge (No. and Street) East Lansing Ml 48823 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Joe A. Romkema 517-337-8900 jromkema@harcpa.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name -if individual, state last, first, and middle name) 5179 CR 1026 Celeste TX 75423 (Address) 02/24/2009 (City) (State) (Zip Code) 3366 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I Joe A. Romkema , swear (or affirm) that, to the best of my knowledge and belief, the Hall & Romkema Financial Services, LLC , as of financial report pertaining to the firm of , <sup>2</sup> 021 js true and correct. <sup>I</sup> further swear (or affirm) that neither the company nor any December 31 partner, officer, director, or equivalent person, as the case may be, h…Read the full text as markdown