Full text of HALL & ROMKEMA FINANCIAL SERVICES, LLC's X-17A-5 filed 2023-03-20 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-65800 **FACING PAGE** Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2022 12/?1/2022 FILING FOR THE PERIOD BEGINNING AND ending MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** .....r-Hall & Romkema Financial Services, LLC NAME OF FIRM: ' TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2425 East Grand River Ave, Suite 1 Lansing (No. and Street) Ml 48812 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Joe A. Romkema 517-323-7500 iromkema(®harcDa.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name-if individual, state last, first, and middle name) 5179 CR 1026 Celeste TX 75423 ^Address) 02/24/2009 (City) (State) 3366 (Zip Code) (Date of Registration with PCA0B)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are notrequired to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Joe A. Romkema | |----------------| |----------------| I, J°e A. Romkema ,swear (or affirm) that, to the best of my knowledge and belief, the | to<br>financial report<br>pertaining<br>the firm<br>of | Hall<br>Romkema<br>Services,<br>&<br>Financial<br>LLC | ,<br>as of | |--------------------------------------------------------|----------------------------------------------------------------------------------------|------------| | ,<br>December<br>31<br>2 022 | ,is<br>true and…Read the full text as markdown