Full text of WEA INVESTMENT SERVICES, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **FINANCIAL REPORT** December 31, 2019  {1}------------------------------------------------ **UNITED STATES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** | OM<br>BA<br>PP | RO<br>VA<br>L | |--------------------------------------------------------------------|--------------------------------------| | 0M<br>B<br>Nu<br>be<br>m<br>r: | 32<br>35<br>-0<br>12<br>3 | | Ex<br>pir<br>Au<br>es<br>: | 31<br>, 2<br>02<br>0<br>st<br>gu | | Es<br>tim<br>at<br>ed<br>b<br>de<br>a<br>ve<br>ra<br>ge<br>ur<br>n | | | ho<br>ur<br>s<br>pe<br>r r<br>es<br>po | . 1<br>2.<br>00<br>ns<br>e .<br><br> | SEC FILE NUMBER 8-65926 #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17** of the **Securities Exchange Act** of **1934 and Rule 17a-5 Thereunder** | 0<br>1<br>R<br>EP<br>O<br>R<br>T<br>FO<br>R<br>T<br>H<br>E<br>PE<br>R<br>IO<br>D<br>B<br>EG<br>IN<br>N<br>IN<br>G | /<br>0<br>1<br>/<br>1<br>9<br>1<br>2<br>/<br>3<br>A<br>N<br>D<br>E<br>N<br>D<br>IN<br>G | | 1<br>/<br>1<br>9 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|-------------------------------------------------------------|------------------------------------------------------------------------| | | M<br>M<br>/D<br>D/<br>YY | -<br>- | -<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>M<br>M<br>/D<br>D/<br>YY | | IS<br>A<br>. R<br>E<br>G | T<br>R<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>IF<br>IC | A<br>T<br>IO<br>N | | | W<br>E<br>A<br>In<br>S<br>ic<br>In<br>tm<br>t<br>N<br>A<br>M<br>E<br>O<br>F<br>B<br>R<br>O<br>K<br>ER<br>-D<br>EA<br>LE<br>R<br>v<br>e<br>s<br>e<br>n<br>e<br>rv<br>e<br>s<br>c<br>:<br>, | | O<br>FF<br>IC<br>IA<br>L<br>U<br>S<br>E<br>O<br>N<br>LY | | | A<br>ES<br>S<br>O<br>C<br>A<br>A<br>CE<br>O<br>SI<br>SS<br>(D<br>.O<br>)<br>D<br>D<br>R<br>F<br>PR<br>IN<br>IP<br>L<br>PL<br>F<br>B<br>U<br>N<br>E<br>P<br>. B<br>N<br>t u<br>:.<br>o<br>no<br>se<br>ox<br>o. | | | O<br>FI<br>RM<br>I<br>.D<br>. N | | J<br>h<br>N<br>le<br>D<br>iv<br>6<br>6<br>0<br>o<br>n<br>o<br>n<br>r<br>e | | | | | | (N<br>d<br>St<br>et)<br>o.<br>an<br>re | | | | M<br>ad<br>is<br>o<br>n | W<br>is<br>co<br>ns | in<br>5<br>3 |…Read the full text as markdown