Full text of WEA INVESTMENT SERVICES, INC.'s X-17A-5 filed 2023-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL REPORT** December 31, 2021  {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-65926 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_O\_lf\_O\_l/\_2 \_ 0\_ 2\_ 1 \_\_\_\_ AND ENDING \_\_ 12\_/\_3\_l/\_2\_0\_2\_1 \_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_w\_E\_A\_ln\_v\_e\_s\_tm\_e\_n\_t \_se\_r\_v\_ic\_e\_s,\_l\_n\_c\_. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): Qg Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 660 John Nolen Drive Madison (City) (No. and Street) WI (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 53713 (Zip Code) Rhonda Scheel (608) 709-4574 rscheel@weabenefits.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ryan & Juraska LLP, CPAs 141 W. Jackson Boulevard (Address) March 24, 2009 (Name - if individual, state last, first, and middle name) Chicago IL (City) (State) 3407 60604 (Zip Code) rt• of Reg;stcatioo w;th PCADB)(;f appHcable) **FOR OFFICIAL USE ONLY** (PCAOB Reg;,t,at;oo **N,** m be<, ;f appHcable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(el(ll(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | ---------------------~<br>Rhonda Scheel<br>swear (or affirm) that, to the best of my knowledge and belief, the | | |------|-----------------------------------------------------------------------------------…Read the full text as markdown