Full text of WEA INVESTMENT SERVICES, INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL REPORT** December 31, 2023  {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | 8-65926 | | |-----------------|--| | SEC FILE NUMBER | | | | | ## **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/DD/VY AND ENDING **\_1\_2\_/3\_1\_/\_2\_3 \_\_** MM/DD/VY **A. REGISTRANT IDENTIFICATION** 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer {No. and Street) Madison WI 53713 (City) {State) {Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Rhonda Scheel (608)709-457 4 rscheel@weabenefits.com (Name) {Area Code - Telephone Number) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ryan & Juraska LLP, CPAs {Name - if individual, state last, first, and middle name) 141 W. Jackson Boulevard Chicago IL 60604 {Address) (City) {State) {Zip Code) March 24, 2009 **3407 rte of Reg;strnUoo with PCAOB)(;t applkable) FOR OFFICIAL USE ONLY** I **PCAOB Reglstrnfoo N,mbec,** If **appHcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** ## NAME oF FIRM: WEA Investment Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 660 John Nolen Drive {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Rhonda Scheel | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|-------| | fina…Read the full text as markdown