Full text of PLANTE MORAN INSURANCE AGENCY SERVICES, LLC's X-17A-5 filed 2021-08-23 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Report of Independent Registered Public Accounting Firm and Statement of Financial Condition for** # PLANTE MORAN INSURANCE AGENCY # SERVICES, LLC **June 30, 2021** {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | B-65976 | | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 7 /1 /20 | | AND ENDING 6/30/21 | ----------- | | | |---------------------------------------------------------------------------------------------|-------------------------------------------------------|--------------------|-------------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF BROKER-DEALER: Plante Moran Insurance Agency Services, LLC | OFFICIAL usE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 3000 Town Center, Suite 100 | | | | | | | | (No. and Street) | | | | | | Southfield | Michigan | | 48075 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Daniel J. Trotta | | | 248-603-537 4<br>(Area Code - Telephone Number) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Kaufman Rossin & Co. | | | | | | | | (Name - if individual, state last,first, middle name) | | | | | | 331 0 Mary Street, Suite 501 | Miami | Florida | 33133 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | I<br>✓<br>certified Public Accountant | | | | | | | Public Accountant | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2…Read the full text as markdown