Full text of PLANTE MORAN INSURANCE AGENCY SERVICES, LLC's X-17A-5 filed 2022-09-22 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report of Independent Registered Public Accounting Firm and Statement of Financial Condition for # PLANTE MORAN INSURANCE AGENCY # SERVICES, LLC June 30, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL **0MB** Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 65976 (PCAOB Reg;m,t;oo N"mbec, tF appHrable) I **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **7/1/21** AND ENDING **6/30/22** - - - ------ ------ - -- MM/DD/VY MM/DD /Y Y **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Plante Moran Insurance Agency Services, LLC TYPE OF REGISTRANT (check all applicable boxes): C!:l Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3000 Town Center, Suite 100 (No. and Street) Southfield Michigan 48075 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Daniel J. Trotta 248-603-537 4 dan.trotta@plantemoran.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Kaufman Rossin & Co. (Name - if individual, state last, first, and middle name) 3310 Mary Street, Suite 501 Miami Florida 33133 (Address) (City) (State) (Zip Code) 10/16/2003 137 **r• of Ree)strnt;oo w;th PCAOB)(;f appHcable)** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **FOR OFFICIAL USE ONLY** Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Daniel J. Trotta | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------------------------|-------------------…Read the full text as markdown