Full text of PLANTE MORAN INSURANCE AGENCY SERVICES, LLC's X-17A-5 filed 2023-09-15 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Report of Independent Registered Public Accounting Firm and Statement of Financial Condition for** # PLANTE MORAN INSURANCE AGENCY # SERVICES, LLC **June 30, 2023** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 65976 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 7/1/22 MM/DD/22 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Plante Moran Insurance Agency Services, LLC TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer 6/30/23 AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 3000 Town Center, Suite 100 | | |-----------------------------|--| |-----------------------------|--| | | (No. and Street) | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|----------------------------|--|--| | Southfield | | Michigan | 48075 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Daniel J. Trotta | 248-603-5374 | | dan.trotta@plantemoran.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Kaufman Rossin & Co.<br>(Name - if individual, state last, first, and middle name) | | | | | | | 3310 Mary Street, Suite 501 Miami | | Florida | 33133 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 137 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained i…Read the full text as markdown