Full text of ABOUT CORPORATE FINANCE CORPORATION's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ ### **TABLE OF CONTENTS** | | Page(s) | |----------------------------------------------------------|---------| | Facing page and Oath or Affirmation Page | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition as of December 31, 2021 | 4 | | Notes to the Financial Statements | 5-10 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-67993 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934\_** FILING FOR THE PERIOD **BEGINNING 01/01/21 MM/DD/VY** AND ENDING **12/31** /21 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: ABOUT CORPORA TE FINANCE CORPORATION TYPE OF REGISTRANT (check all applicable boxes): ii!!!i Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1900 Avenue of the Stars, Suite 2460 (No. and Street) Los Angeles CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 90067 (Zip Code) Mark T Manzo (201) 519-1905 mmanzo@moppartners.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* YSL & Associates (Name - if individual, state last, first, and middle name) 11 Broadway New York NY 10004 (Address) (City) (State) (Zip Code) 06/06/2006 2699 T" **of R•gi<t,aUon with PCAOB)lff appllcabl•I FOR OFFICIAL USE ONLY )PCAOB Regi,tcat,on N,mbec, ff appUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {3}------------------------------------------------ #### **OATH OR AFFIRMATION** |…Read the full text as markdown