Full text of ABOUT CORPORATE FINANCE CORPORATION's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ABOUT CORPORATE **FINANCE** CORPORATION ( A Wholly Owned Subsidiary of About USA Holdings Corporation) Financial Statements and Supplemental Information Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2020 (Confidential Treatment Requested) {1}------------------------------------------------ #### **TABLE OF CONTENTS** | | Page(s) | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------| | Facing page and Oath or Affirmation Page | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition as of December 31, 20 20 | 4 | | Statement of Operations for the year ended December 31, 20 20 | 5 | | Statement of Changes in Stockholder's Equity for the year ended December 31, 2020 | 6 | | Statement of Cash Flows for the year ended December 31, 20 20 | 7 | | Notes to the Financial Statements | 8-1 3 | | Supplemental Information | | | Computation of Net Capital Under Rule 15c3-I of the Securities and<br>Schedule I -<br>Exchange Commission | 14 | | Computation for Determination of Reserve Requirements and Information<br>Schedule II -<br>Relating to Possession and Control Requirements Under Rule l 5c3-3 of the Securities<br>and Exchange Commission | 15 | | Report oflndependent Registered Public Accounting Firm Regarding Rule 15c3-3<br>Exemption | 16 | | Management Statement Regarding Compliance with the Exemption for SEC Rule l 5c3-3 | 1 7 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM. X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-67993 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule** 17a-5 **Thereunder** | MM/DD/YY | | MM/DD/YY | |-------------------|--------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown