Full text of ABOUT CORPORATE FINANCE CORPORATION's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ABOUT CORPORATE FINANCE CORPORATION ( A Wholly Owned Subsidiary of About USA Holdings Corporation ) Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ ## **TABLE OF CONTENTS** | | Page(s) | |----------------------------------------------------------|---------| | Facing page and Oath or Affirmation Page | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition as of December 31, 2019 | 4 | | Notes to the Financial Statements | 5-9 | {2}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. .. . . 12.00 SEC FILE NUMBER 8-67993 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | Securities Exchange Act of | | 1934 and Rule 17a-5 Thereunder | | |-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------|---------------------------------| | REPORT FOR THE PERIOD BEGINNING 01 | /01/19<br>AND ENDING 12/31/19 | | | | | MM/DD/YY | | -----------<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: ABOUT | CORPORATE<br>FINANCE | CORPORATION | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | Avenue<br>of<br>Stars,<br>Suite<br>1900<br>the | 2460 | | | | | (No. and Street) | | | | Los Angeles | California | | 90067 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mark T. Manzo (201) 519-1905 | | | | | | | | (A rea Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | YSL<br>&<br>Associates,<br>LLC | | | | | | (Name - if individual, state last, first, middle name) | | | | 11<br>Broadway,<br>Suite<br>700 | New<br>York | New<br>York | 10004 | | (Address) | (City) | (Stale) | (Zip Code) | | CHECK ONE: | | | | | I/<br>I<br>Certified Public Accountant<br>B<br>P…Read the full text as markdown