Full text of WATERWAY CAPITAL LLC's X-17A-5 filed 2023-03-20 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC COPY WATERWAY CAPITAL LLC CRD:128212 SEC: 8-66108 FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 CONFIDENTIAL TREATMENT REQUESTED {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-5 PART III | CCC CU F MUMADED | | |------------------|--| | | FOR OFFICIAL USE ONLY | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------|---------------------------------------------------------|--| | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | 10/08/2003<br>_____________________________________________________________________________________ | | 100 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | 200 Jefferson Park, Suite 400<br>_____________________________________________________________________________________ | Whippany | NJ | | 07981 | | | _____________________________________________________________________________________<br>Withum Smith & Brown PC | (Name – if individual, state last, first, and middle name) | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | _____________________________________________________________________________________<br>Ana Ward<br>(Name) | 617-226-8110<br>(Area Code – Telephone Number) | | award@waterwaycap.com<br>(Email Address) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | (City) | (State) | | | (Zip Code) | | | Boston<br>_____________________________________________________________________________________ | MA | | 02116 | | | | | (No. and Street) | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>_____________________________________________________________________________________<br>699 Boylston Street, 8th Floor | | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | Broker…Read the full text as markdown