Full text of WATERWAY CAPITAL LLC's X-17A-5/A filed 2023-04-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-5 PART III | | FOR OFFICIAL USE ONLY | | | | |--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|--------------------------------------------|--| | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | 10/08/2003 | _____________________________________________________________________________________ | 100 | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | 200 Jefferson Park, Suite 400 | _____________________________________________________________________________________<br>Whippany | NJ | 07981 | | | Withum Smith & Brown PC | _____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name) | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | Ana Ward<br>(Name) | _____________________________________________________________________________________<br>617-226-8110<br>(Area Code – Telephone Number) | | award@waterwaycap.com<br>(Email Address) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (City) | | (State) | (Zip Code) | | | Boston | _____________________________________________________________________________________ | MA | 02116 | | | | (No. and Street) | | | | | 699 Boylston Street, 8th Floor | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>_____________________________________________________________________________________ | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | Broker-dealer | Security-based swap dealer | | Major security-based swap participant | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | NAME OF FIRM: _______________________________________________________________________<br>Waterway Capital LLC | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>01/01/2022<br>MM/DD/YY | | 12/31/2022<br>MM/DD/YY | | | | Information Re…Read the full text as markdown