Full text of WATERWAY CAPITAL LLC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ WATERWAY CAPITAL, LLC FINANCIAL STATEMENTS DECEMBER 31, 2021 {1}------------------------------------------------ ## CONTENTS | Report of Independent Registered Public Accounting Firm 1 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | Financial Statements | | | Statement of Financial Condition 2<br>Statement of Income 3<br>Statement of Changes in Member's Equity 4<br>Statement of Cash Flows 5 | | | Notes to Financial Statements 6-15 | | | Supplemental Information<br>Schedule I:<br>Computation of Net Capital Pursuant to Rule 15c3-1 of the<br>Securities Exchange Act of 1934 16 | | | Schedule II:<br>Computation for Determination of Reserve Requirements<br>And Information Relating to Possession or Control<br>Requirements Under Rule 15c3-3 of the Securities and Exchange<br>Commission 17 | | | Report of Independent Registered Public Accounting Firm on Review of Exemption<br>Report 18 | | | Rule 15c3-3 Exemption Report 19 | | {2}------------------------------------------------  ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member and Audit Committee or equivalent of Waterway Capital LLC #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Waterway Capital LLC (the "Company") as of December 31, 2021, the related statements of income, changes in member's equity and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2021, and the results of its operations and its cash flows for the year ended December 31, 2021, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on these financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the a…Read the full text as markdown