Full text of SG AMERICAS SECURITIES, LLC's X-17A-5 filed 2021-07-07 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES \$ECURITIESANJ>EXCilANGECOMMISSION** Washington, D.C; 20549 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | Estimated average burden | | |-------------------------------|--| | hours per resoonse; . 12.00 | | | | | | SEC FILE NUMBER | | ~66125 **0MB APPROVAL** 0MB Number: 3235-0123 Expires: October 31, 2023 FACING PAGE Information Required of.Brokers and Dealers Pursm,mt t~Section 17 .ofthc Sec11rifies Exchange Act Qf 1 ~34 a1J.d :llule 17~-5 Thereunder | _____<br>REPORT FdR THE PERIOD i3EGINNING:_0_1_/0_1_/_2_0 | | ____<br>_ | |----------------------------------------------------------------------|---------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | ~IMiDD/YY | | M}.J!DDIYY | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O Box No.) | | FIRMi.D.NO. | | | | | | (No. and Street) | | | | | | 10167 | | (State) | | (Zip Codi!) | | | | | | | | (Area Cotie - Tekphone Number) | | | | | | | | | | | | t0036 | | ((:'ity) | (State) | (Zip Code) | | | | | | | | | | | | | | Accountant not resident in United States. or any of its possessions. | | | | | | | | | NewYork | AND ENDING_1_2/_3_1_/2_0<br>A. REGISTRANT IDENTIFICATION<br>NAME oF BROKER~DEALER: SG Americas Securities, LLG<br>New York<br>NAME AND TELEPHONE NU.MBER OF PER.SON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained irt this Report*<br>·<br>(Name - if individ11al, siaidast. flrsl, middle name)<br>New York | *\*Claims for exemption from the requirement that the annualreport be .covefrd b\_v the opinion of an independent public accountant must be .~upporfedby a statf!ment of fact.s and circumstances relied on as the basis for the exemption. See Section 2-40.17 a-5 (e) (2)* > Potential persons who ar~ to respond to the collectlon of information contained Ill this form are r1ohequlred to respond unless the form displays a currently valid 0MB co.ntrol numbet. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I. Edward Cullen | , swe…Read the full text as markdown