Full text of SG AMERICAS SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Npv. 30, 2026 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | "<br>hours per response: | | |--------------------------|--| | | | | SEC FILE NUMBER | | | 8-66125 | | **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01 /23** MM/DD/YY MM/00/YY A. REGISTRANT IDENTIFICATION # NAME oF FIRM, **SG Americas Securities, LLC** TYPE OF REGISTRANT (check all applicable boxes}: ~ Broker-dealer □ Security-based swap dealer 0 Check here if respondent ls also an OTC derivatives dealer □ Major security-based swap participant ANDENDING **12/31/23** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 245 Park Avenue | | (No. and Street) | | | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|---------------------|--|--| | New York | NY | | 10167 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Edward Cullen | 201-839-8856 | | ed.cullen@sgcib.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Manhattan West<br>(Address) | New York<br>{City) | NY<br>(State) | 10001<br>(Zip Code) | | | | 10/20/2003 | | 42 | | | | "Clalms for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(il), lf appllcable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently vaUd 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Edward Cullen | | | | | | | | swear (or afffrm) that, to the best of my knowledge arid belief, the | | |------------------|--|--|----|-----------------------------------------------------…Read the full text as markdown