Full text of SG AMERICAS SECURITIES, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | A AAJAF | | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|--------------------------------------------|--| | New York | New York | | 10167 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Edward Cullen | 201-839-8856 | ed.cullen@sgcib.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling *<br>Ernst & Young LLP | (Name - if individual, state fast, first, and middle name) | | | | | One Manhattan West | New York | NY | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | {PCAOB Registration Number; if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | {1}------------------------------------------------ | Edward Cullen | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------|--|--|----------------------------------------------------------------------------------------------------------------------|-------| | | | | financial report pertaining to the firm of SG Americas Securities, LLC | as of | | 12/31 | | | 2 021 is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | names, officer, director, or ogyvalor parcon, as the race may no nac any proprior interest in any accurity of spiell | | | CHRISTOPHER RUFFINO | |-------------------------------------| | NOTARY PUBLIC, STATE OF NEW YORK | | Registration No. 01RU5050164 | | Qualified in Dutchess County | | Commission Expires December 5, 2025 | | Elill- | |--------| | | | | | Notary Public | | |---------------|--| - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ SG Americas Securities, LLC (A wholly owned subsidiary of SG Americas Securities Holdings, LLC) (SEC I.D. No. 8-66125) ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {3}------------------------------------------------ #### **STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 TABLE OF CONTENTS** | Report of Independent Regi…Read the full text as markdown