Full text of PGP CAPITAL ADVISORS, LLC's X-17A-5 filed 2023-03-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SE(;URITIES AND EXCHANGE. COMMISSION<br>Washington, D.C. 20549 | | __<br>0MB AP~RQVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |--------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|-----------------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 866180 | | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING O 1/01 /22 | | | AND ENDING f273172_2_ - | | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | D Check here if respondent is also an OTC derivatives dealer | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 865 S. FIGUEROA STREET,SUITE1330 | | | | LOS ANGELES | {No. and Street) | | | | (City) | CA<br>(State) | | 90017<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | STEWART.KIM@PGPCAPITAL.COM | | STEWART KIM<br>(Name) | 310.268.0885<br>(Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | OHAB AND COMPANY, PA | (Name - if Individual, state last, first, and middle name) | | | | 100 E eYBELl,6,AVe, alJITe 1330 | IVIAITL.A,ND | FL | 32751 | | (Address) | (City) | (State) | (Zip Code) | | JULY 28, 2004 | | 1839 | | | (rte of Registration with PCAOB)(if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from tbe reauirement that the annual reports be covered by the reports of an independent public | | | {1}------------------------------------------------ | | OATH OR Al'FIRMATION | |---------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | 1, STEWART KIM | , swear (or affirm) that, to the best of my knowledge and belief, the | | financial report pertaining to the firm of PGP…Read the full text as markdown