Full text of PGP CAPITAL ADVISORS, LLC's X-17A-5 filed 2026-04-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART IIl OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 866180 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | AND ENDING 12/31/2025 | | |--------------------------------------------|------------------------------|-----------------------|--| | | MM/DD/YY | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | ## NAME OF FIRM: PGP CAPITAL ADVISORS, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ☐ Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) ## 865 S. FIGUEROA STREET, SUITE 1330 | | (No. and Street) | | | | |--------------------------------------------------|-----------------------------------------------------------------------|----------------------------|--------------------------------------------|--| | LOS ANGELES | CA | | 90017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | STEWART KIM | 3102680885 | STEWART.KIM@PGPCAPTIAL.COM | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | (Name -if individual, state last, first, and middle name)<br>MAITLAND | | | | | 100 E SYBELLIA AVENUE, SUITE 130 | | | | | | | | FL | 32751 | | | JULY, 28, 2004 | (City) | (State)<br>1839 | (Zip Code) | | | (Address) | | | (PCAOB Registration Number, if applicable) | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I. STEWART KIM swear (or affirm) that, to the best of my knowledge and belief, the financial report\_pertaining to the firm of PGP CAPITAL ADVISORS, LLC as of ,2026, is true and correct. <sup>I</sup> further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprieta…Read the full text as markdown