Full text of PGP CAPITAL ADVISORS, LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 866180 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: PGP CAPITAL ADVISORS, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 865 S.FIGUEROA STREET, SUITE 1330 | | | | |--|-----------------------------------|--|--|--| | | | | | | | | | (No. and Street) | | | | |-------------------------------------------------------|--------------------------------|------------------------------------------------------------------------|---------------------------|------------------------------------------|--| | LOS ANGELES | | CA | | 90017 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | STEWART KIM | 310.268.0885 | | STEWART.KIM@PGPCAPITALCOM | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | OHAB AND COMPANY, PA<br>100 E. SYBELLIAAVE, SUITE 130 | | (Name - if individual, state last, first, and middle name)<br>MAITLAND | FL | 32751 | | | (Address) | | (City) | (State) | | | | | | | | (Zip Code) | | | JULY 28, 2024 | | | | | | | l"<br>of RegjstcaUoo with PCAOB)(if applkableJ | | | 1839 | {PCAOB R,g;~,aUoo N,mbec, if applkable)I | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form** displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** as that of a customer. I, STEWART KIM swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of PGP CAPITAL ADVISORS, LLC as of 12/31 2~ i…Read the full text as markdown