Full text of WALTER GREENBLATT & ASSOCIATES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANG ECOMMISSION Washington, D.C. 20549** 0 MB APPROVAL 0 MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12 .00 SEC FILE NUMBER a-66211 ### **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 **of the** Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01 | /01/1<br>9 | AND ENDING 12/31/19 | ---------- | | |-------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------|---------------------|------------------------------------|--| | | MM/DDIYY | - | M M/DD/YY | | | | A. REGISTRANT IDENTlFICATION | | | | | NAME or BROKER-DEALER: Walter Greenblatt & Associates LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>327 St Marks Avenue | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | | (No and Street) | | | | | Brooklyn | New York | | 11238 | | | (C ity) | (Slate) | | (Zir Code ) | | | NA!\.11:. AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Ezra Angrjst 609-497-1 282 | | | | | | | | | (A re<1 Code - Telephone Number) | | | | B. ACCOUNTANT lDENTIFICATION | | | | | Lehman Flynn Vollaro CPA's PC | INDEPF.NDENT PUBLIC ACCOU NTANT w hose opinion is contained in this Report• | | | | | | (Name - if i'1dil•iduul, s1a1e /us/. firs/. middle name) | | | | | 534 Broadhollow Road Suite 302 Melville | | NY | 11747 | | | (Address) | (City) | (Slate) | (Zip Code) | | | C HEC K ONE:<br>✓ !certified Publ<br>Public Accountant | ic Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | --<br>1----<br>-<br>-<br>-<br>- | -F_O_R_O_F-'F-'I_CIAL USE ONLY<br>-<br>-<br>- | | | | | | | | | | | | | | | | | | | | | | *•ctaims.for exemption from 1he requirement that the lJnnual reporl be covered hy the opinion of an independem public accountant must be supported by a statement of facts and circumslances relied on as the basis for /he* exemplion *See Sec* lion *240. I 1a-5(e)(2)* > **Potential persons who are to respond to the collectlon of information contained** in **this form are not required to respond unless the form displays a currently valid OM B control number.**…Read the full text as markdown