Full text of WALTER GREENBLATT & ASSOCIATES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 August 31, 2020 Expires: Estimated average burden hours per response .. . . . . . 12.00 SEC FILE NUMBER 8-66211 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the t of 1034 and Rule 179-5 Thereunder | | Securities Exchange Act of 1754 and Rule 17a-5 Therean | | | |------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|--------------------------------| | | AND ENDING 12/31/20<br>report for the period beginning 01/01/20 | | | | | MM/DD/Y Y | | MM/DD/Y Y | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Walter Greenblatt & Associates LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 327 St Marks Avenue | | | | | | (No. and Street) | | | | Brooklyn | New York | | 11238 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Ezra Angrist 609-497-1282 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Nawrocki Smith LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 290 Broadhollow Road Suite 115E Melville | | NY | 11747 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent p 247 7 5 6/21 " Claims for exemplion for the regirement increamstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of i otentiation contained in this form are not required to respond mormation contained in this form are not room of other hop on. SEC 1410 (06-02) {1}------------------------------------------------ #### OATH OR AFFIRMATION | Walter Greenblatt & Associates LLC | | |-------------------------------------------------------…Read the full text as markdown