Full text of WALTER GREENBLATT & ASSOCIATES, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB Number: 3235-0123 | |--------------------------| | Expires: Oct.37,2023 | | Estimated average burden | | hours per response: I 2 | | | # SEC FILE NUMBER 8-66211 FACING PAGE fnformation Required Pursuant to Rules L7a-5,L7a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FoR rHE pERroD BEGTNNTNG 01 /0 112021 AND ENDTNG 1213112021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF F,RM: Walter Greenblatt & Associates LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer ! Security-based swap dealer ! Check here if respondent is also an OTC derivatives dealer n Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 325 St. Marks Avenue | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------------------------------|---------------|------------------------------------------------------------|-----------------|----------------------|--| | Brooklyn | | NY | | 11238 | | | (city) | | (state) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ezra Angrist | 609-497 -1282 | | | ezra@wgreenblatt.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOU NTANT I DENTI FICATION | | | | | Nawrocki Smith LLP | | (Name - if individual, state last, first, and middle name) | | | | | 290 Broadhollow Road Suite 115E Melville | | | NY | 11747 | | | (Address) | | (City) | (State) | (Zip Code) | | | 31412009 | | | 3370 | | | | (Date of<br>ation with PCAOB | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. See17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | l, Ezra Angrist | | swear (or affirm) that,<br>to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------------|----|------…Read the full text as markdown