Full text of TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC's X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION Tudor, Pickering, Holt & Co. Securities LLC With Report of Independent Registered Public Accounting Firm As of December 3 1, 202 1 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66251 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | NG<br>O<br>O<br>G<br>FI<br>LI<br>F<br>R<br>TH<br>E<br>PE<br>RI<br>D<br>BE<br>IN<br>N<br>IN | 1/<br>1/<br>/<br>1/<br>0<br>0<br>2<br>02<br>1<br>12<br>3<br>2<br>02<br>1<br>G<br>G<br>A<br>N<br>D<br>EN<br>D<br>IN | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|---------------------------------------------------------------|--|--| | | /D<br>D/<br>M<br>M<br>YY | -<br>-<br>- | -<br>-<br>-<br>-<br>-<br>-<br>-<br>M<br>M<br>/D<br>D/<br>Y Y | | | | | IS<br>C<br>A<br>. R<br>EG<br>TR<br>A<br>NT<br>ID<br>EN<br>TI<br>FI<br>A | TI<br>O<br>N | | | | | T<br>ud<br>P<br>i<br>ck<br>ri<br>O<br>N<br>A<br>M<br>E<br>F<br>FI<br>R<br>M<br>o<br>r,<br>e<br>n<br>: | &<br>C<br>S<br>H<br>lt<br>rit<br>i<br>g<br>o<br>o<br>e<br>cu<br>e<br>s<br>,<br>, | C<br>LL | | | | | TY<br>PE<br>O<br>F<br>RE<br>G<br>IS<br>TR<br>AN<br>T<br>(c<br>he<br>ck<br>ll<br>a<br>ap<br>!:a<br>B<br>ke<br>de<br>al<br>S<br>it<br>ro<br>r-<br>er<br>ec<br>ur<br>y-<br>D<br>Ch<br>k h<br>if<br>de<br>is<br>lso<br>nt<br>ec<br>er<br>e<br>re<br>sp<br>on<br>a<br>a | pl<br>ic<br>ab<br>le<br>b<br>}:<br>ox<br>es<br>ba<br>d<br>d<br>le<br>D<br>M<br>aj<br>se<br>sw<br>ap<br>ea<br>r<br>n O<br>TC<br>d<br>iva<br>tiv<br>d<br>le<br>er<br>es<br>ea<br>r | it<br>ba<br>d<br>or<br>s<br>ec<br>ur<br>y-<br>se<br>sw | tic<br>i<br>nt<br>ap<br>p<br>ar<br>pa | | | | AD<br>DR<br>ES<br>S<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>AC<br>E<br>O<br>F | BU<br>S…Read the full text as markdown