Full text of TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION Tudor, Pickering, Holt & Co. Securities LLC With Report of Independent Registered Public Accounting Firm As of December 31, 2023 {1}------------------------------------------------ | 8-66251 | | |---------------------------|--| | SEC FILE NUMBER | | | hours per response:<br>12 | | | Estimated average burden | | | Expires: Nov. 30, 2026 | | | OMB Number: 3235-0123 | | | OMB APPROVAL | | | FILING FOR THE PERIOD BEGINNING 01/01/23 | | AND ENDING 12/31/23 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-----------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Tudor, Pickering, Holt & Co. Securities LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | [ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1111 Bagby St, Ste 5100 | | | | | | | | | (No. and Street) | | | | | | | Houston | IX | | 77002 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Alexandra Gottschalk, Chief Accounting Officer (713) 333-7106 | | | agottschalk@pwpartners.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. Accountant IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ernst & Young LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | One Manhattan West | New York | NY | 10001 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | | 42 | | | | | | | | (PCAOB Registration Number, if applicable) | | | | | {2}------------------------------------------------ | Alexandra Gottschalk | | | | | | | | |----------------------|--|--|--|--|-----------------------------------------------------------------------|--|--| | | | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | | | | | | | | | | | | | financial report pert…Read the full text as markdown