Full text of TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC's X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S TATEMENT OF F INANCIAL C ONDITION Tudor, Pickering, Holt & Co. Securities LLC With Report of Independent Registered Public Accounting Firm As of December 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. .. . . 12.00 SEC FILE NUMBER 8-66251 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | /<br>1<br>2<br>0<br>2<br>0 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | /D<br>D/<br>M<br>M<br>YY | -<br>- | -<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>M<br>M<br>ID<br>DI<br>YY | | | | . R<br>E<br>G<br>IS<br>T<br>R<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T | IC<br>A<br>T<br>IO<br>N | | | | | C<br>Se<br>LC<br>(fo<br>cke<br>rin<br>Ho<br>lt &<br>riti<br>, L<br>erl<br>y T<br>g,<br>o.<br>cu<br>es<br>rm | & C<br>Se<br>.)<br>P<br>ick<br>eri<br>, H<br>olt<br>ritie<br>Inc<br>or,<br>ng<br>o.<br>cu<br>s, | O<br>FF<br>IC<br>IA<br>L<br>LJ<br>SE<br>O<br>N<br>LY | | | | F<br>B<br>U<br>SI<br>N<br>E<br>SS<br>P<br>.O<br>t u<br>:<br>o<br>no<br>se | . B<br>N<br>ox<br>o. | FI<br>R<br>M<br>1<br>.0<br>. N<br>O | | | | | | | | | | (N<br>d<br>St<br>et)<br>o.<br>an<br>re | | | | | | T<br>X | 7<br>7 | 0<br>0<br>2 | | | | (S<br>e)<br>tat | (Z<br>ip | C<br>od<br>e) | | | | O<br>F<br>PE<br>R<br>SO<br>N<br>T<br>O<br>C<br>O<br>N<br>TA<br>C<br>T | R<br>E<br>G<br>A<br>R<br>D<br>T<br>O<br>T<br>ID<br>S<br>R<br>E<br>PO | R<br>T<br>(7<br>13<br>) 3<br>33<br>-7<br>10<br>6<br>a C<br>od<br>lep<br>ho<br>be<br>r)<br>Te<br>N<br>re<br>e -<br>ne<br>um | | | | | | | | | | w<br>se<br>o<br>on<br>s<br>co<br>ne<br>(N<br>if<br>in<br>di<br>vid<br>l,<br>sta<br>te<br>am<br>e -<br>ua | s<br>ep<br>or<br>t, f<br>irs<br>mi<br>dd<br>le<br>)<br>t,<b…Read the full text as markdown