Full text of TRADEMAS INC.'s X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | OMB Number: 3235-0123 | | | | | |--------------------------|--|--|--|--| | Expires : Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | | | | | | | | SEC FILE NUMBER | | | | | | 6 6 J.,q d<br>g·- | | | | | OMB APPROVAL FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING *0* / */ eJ)* /21 <sup>I</sup> MM/DD/YY AND EN DING \_\_ */2.........\_/\_3\_*<sup>1</sup>,\_/\_z.--'-j \_ \_ MM/DD/YY A. REGISTRANT IDENTIFICATION TYPE OF REGISTRANT (check all applicable boxes) : .zf Broker-dealer 0 Security-based swap dealer 0 Ch eck here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) (No. and Street) I *ooo* ;-- (City) {State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING (N ame) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* (Name- if individual, state last, first, and middle name) *!i\_ti5' r:IfTH* Av{ -?rtc5fol lJEw yof *K ;J V (0017* (Address) {City) (State) (Zip Code) *tJ* <sup>o</sup>*v* S: :Aoog 376D (Date of Registration with PCAOB)(if applicable) ·------ ···-··-- {PCA\_o .. B Registration N.u ..... mber, if applicable) ~- . ----·--'--F-O\_R\_O\_F\_FICIAL USE ONLY - -- I \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_.J \* Cl aims for exe mption from the requirement that the annual reports be covered by the reports of an independent publ ic accou ntant must be supported by a statement of facts and circumstances relied on as the basis of the exe mption. See 17 CFR 240.17a -5(e){l){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AffiRMATION | | _f:JiA 11,~1~1r:!Jit. | LL | Jl ___ _ | | |--------------|------------------------------------|----|----------|---------| | 1F ~-~!~ ~~~ | 10tt pt?r~~1H'1P~g to the f~rrn cf | | | :J&. cf | ··c *\_t7*(:(;I:.f111 .. fi?:~~--- l further swea r {or affirm} th…Read the full text as markdown