Full text of TRADEMAS INC.'s X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | omb approval | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------|--------------------------------|------------------------------------------------------------|--------------|--------------------------------------------------|--------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | OMB Number: 32.35-0173<br>Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | | | | | Estimated Stolage purgen | | | | | | | | | nouis per response. IZ | | | ANNUAL REPORTS | | | | | SEC. FIFE MUMBER | | | | FORM X-17A-5 | | | | | 8-66732 | | | | | PART III | | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/23 | | | | | | | | | MM/DD/YY | | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | | NAME OF FIRM: TRADEMAS INC. | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | Broker-dealer - dealer - D Security-based swap dealer<br>LI Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | NYSE TRADING FLOOR. 11 WALL STREET | | | | | | | | | | | (No. and Street) | | | | | | | NEW YORK | | NY | | | 10005 | | | | (City) | | (State) | | | (Zip Code) | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | ALAN KRIM | | 516-526-1586 | | | alan.krim@trademas.com | | | | (Name) | | (Area Code - Telephone Number) | | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | | NAWROCKI SMITH LLP | | | | | | | | | | | | (Name - If individual, state last, first, and middle name) | | | | | | 100 MOTOR PARKWAY SUITE 580 HAUPPAUGE | | | | NY | | 11788 | | | (Address) | | (City) | | (State) | | (Zip Code) | | | MAR 4 2009 | | | | 3370 | | | | | | | | | | | | | | (Date of Registration with PCAOB)(if…Read the full text as markdown