Full text of TRADEMAS INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | | | | |---------------|--|------------------------|--|--|---------------------------------------|--| | | | | | | SEClJIUTil:S AND n<.CHANGE COMMISSION | | | | | Washington, D.C. ZOS49 | | | | | | ~ ~=<br>t,M;~~: -~ ;;~.~~~~:~~~-~~=J | | |--------------------------------------|----| | Oft!1~ tlUiflht>t 12:> ~ .0!/'i | | | [>JW<'S O>,t lJ, {lljj | | | tttimJINl (i'N"f, lt{ ~ t;urdr.>~" i | | | ~a~u~ ~~«?r t(:soonw | t: | 8-66292 # ANNUAl REPORTS FORM l7A <sup>S</sup> PART HI FACING PAGE lnfonmttiun Rcqu1wd Pursuant to Rules 17a·5, 11ii·l2, Olnd ltla·7 under the S\!turitlcs Exdllltlge Act of 1934 FH,ING FOR lHE PEHIOD BEGINNING 01/01/22 MM/Otl/YY AND ENOtNG 12/31/22 MM/DD/YY A, REGISTRANT IDENTIFICATION NAME OF FIRM ; TRADEMAS INC. TYPE Of REGISTRANT (check all applkable boxes): 0 Check here if respondent is also ~n OTC derivatives d~aler GJ Broker-dealer 0 Security-based swap dealer 0 Major security-based swap partidpan! ADDRESS OF PR INCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no,) | NYSE TRADING FLOOR, 11 WALL STREET | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------------------------------|-----------------|----------------------------------------------|--| | | | {No. ar1d Street) | | | | | NEW YORK | | NY | | 10005 | | | (Ctty) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ALAN KRJ<br>M | 516-526~1586 | | | alan.krim@trademas.com | | | {Name} | (Area Code -'felephone Number) | | !Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | RAINES AND FISCHER LLP | | (Name- if individual, stare last, first, and mtdd!e n~me} | | | | | 555 Fifth Ave -<br>Suite 901 | | NEW YORK | NY | 10017 | | | {Address) | | (City) | (State) | (Zip Code) | | | Nov 5, 2009 | | | 3760 | | | | (!hte_of Registration with PCAOB)(if apphcable) | | | | {PCAOB Re~•stratio n Number, if apptic.ahte) | | | | | FOR OFFICI.Al USE ONLY | | I | | | | | | | | | | • C!a< m> for exemption from the requirement that the annual reports be covered by the (eports of an indeperidt!llt public<br>acwuntant must be Slipported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown