CNS SECURITIES, LLC X-17A-5 (2022-03-02) — Broker-dealer annual report

Full text of CNS SECURITIES, LLC's X-17A-5 filed 2022-03-02 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ CNS Securities, LLC Financial Statements and Supplemental Schedules Required by the Securities and Exchange Commission For the Year Ended December 31, 2021 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ## **CNS SECURITIES, LLC December 31, 2021** ## **Contents** | S<br>S<br>C<br>U<br>ni<br>d<br>i<br>ti<br>nd<br>E<br>h<br>i<br>i<br>'<br>te<br>ta<br>te<br>s<br>ec<br>ur<br>es<br>a<br>xc<br>an<br>ge<br>om<br>m<br>ss<br>on<br>s | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | F<br>in<br>P<br>i<br>ac<br>g<br>a<br>ge | | O<br>f<br>f<br>h<br>A<br>irm<br>i<br>ii<br>at<br>at<br>or<br>on | | R<br>of<br>In<br>d<br>nd<br>t R<br>gi<br>ed<br>P<br>ub<br>li<br>A<br>i<br>Fi<br>1<br>rt<br>st<br>nt<br>e<br>po<br>e<br>pe<br>en<br>e<br>er<br>c<br>cc<br>ou<br>n<br>g<br>rm | | Fi<br>i<br>al<br>S<br>ta<br>te<br>ts<br>na<br>nc<br>m<br>en | | S<br>f<br>F<br>in<br>ci<br>al<br>C<br>di<br>ti<br>ta<br>te<br>t o<br>3<br>m<br>en<br>an<br>on<br>on | | S<br>f<br>O<br>ti<br>4<br>ta<br>te<br>t o<br>m<br>en<br>pe<br>ra<br>on<br>s | | S<br>f<br>C<br>h<br>in<br>M<br>b<br>E<br>i<br>ta<br>te<br>t o<br>t<br>5<br>m<br>en<br>an<br>ge<br>s<br>em<br>er<br>s<br>qu<br>y | | S<br>f<br>C<br>h<br>Fl<br>ta<br>te<br>t o<br>6<br>m<br>en<br>as<br>ow<br>s | | N<br>th<br>Fi<br>i<br>al<br>S<br>ot<br>to<br>ta<br>te<br>ts<br>7<br>-1<br>1<br>es<br>e<br>na<br>nc<br>m<br>en | | S<br>pl<br>l I<br>nf<br>i<br>ta<br>at<br>u<br>p<br>em<br>en<br>or<br>m<br>on | | S<br>ch<br>ed<br>ul<br>I:<br>C<br>ti<br>f<br>N<br>C<br>pi<br>l<br>U<br>nd<br>R<br>ul<br>1<br>3-<br>1<br>of<br>th<br>S<br>i<br>ti<br>nd<br>E<br>h<br>C<br>i<br>i<br>12<br>ta<br>et<br>ta<br>5c<br>e<br>om<br>pu<br>on<br>o<br>a<br>er<br>e<br>e<br>ec<br>ur<br>es<br>a<br>xc<br>an<br>ge<br>om<br>m<br>ss<br>on | | S<br>: C<br>ch<br>ed<br>ul<br>II<br>&<br>Ill<br>ti<br>f<br>D<br>in<br>i<br>f<br>R<br>R<br>ir<br>nd<…

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