Full text of CNS SECURITIES, LLC's X-17A-5 filed 2024-04-02 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CNS Securities, LLC *(* Financial Statements and Supplemental Schedules Required by the Securities and Exchange Commission For the Year Ended December 31, 2023 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ # CNS SECURITIES, LLC December 31, 2023 --..:....-----------~ -------------~/' ------------~ ( ( # Contents | United States Securities and Exchange Commission's | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Facing Page<br><br><br><br><br><br><br><br><br><br><br><br><br>i<br> | | Oath or Affirmation<br><br><br><br><br><br><br><br>ii | | Report of Independent Registered Public Accounting Firm<br><br><br>1 | | Financial Statements | | Statement of Financial Condition<br><br><br><br><br><br><br><br><br><br>3 | | Statement of Operations<br><br><br><br><br><br><br><br>.4 | | Statement of Changes in Member's Equity<br><br><br><br><br><br><br><br><br>. 5<br> | | Statement of Cash Flows<br><br><br><br><br><br><br><br>6<br> | | 7 -<br>Notes to the Financial Statements<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br>11 | | Supplemental Information | | Schedule I: Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange Commission<br>12 | | Schedule II & Ill: Computation for Determination of Reserve Requirements and Information Relating<br>to Possession or Control Requirements Under Rule 15c3-3 of the Securities and Exchange Commission 13 | | Report of Independent Registered Public Accounting Firm on Management Exemption Report<br><br>14 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-66293 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/01/2023** AND ENDING **12/31/2023** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: CNS Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Major security-based swap part…Read the full text as markdown