Full text of CNS SECURITIES, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CNS Securities, LLC Financial Statements and Supplemental Schedules Required by the Securities and Exchange Commission For the Year Ended December 31, 2022 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ## **CNS SECURITIES, LLC December 31, 2022** #### **Contents** | United States Securities and Exchange Commission's | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Facing Page<br><br><br>.i<br> | | Oath or Affirmation<br><br><br><br><br><br><br>.ii | | Report of Independent Registered Public Accounting Firm<br><br><br>1<br> | | Financial Statements | | <br><br><br><br>3<br>Statement of Financial Condition | | Statement of Operations<br><br><br>.4 | | Statement of Changes in Member's Equity<br><br><br><br><br><br>5 | | Statement of Cash Flows<br><br><br>6 | | 7 -11<br>Notes to the Financial Statements<br><br><br><br> | | Supplemental Information | | Schedule I: Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange Commission<br>12 | | Schedule II & Ill: Computation for Determination of Reserve Requirements and Information Relating<br>to Possession or Control Requirements Under Rule 15c3-3 of the Securities and Exchange Commission<br>13 | | Report of Independent Registered Public Accounting Firm on Management Exemption Report<br>14 | {2}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | ________<br>AND ENDING 12/31/22<br>FILING FOR THE PERIOD BEGINNING~0~1/_0_1~/2_2 | | ___ | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|-----------------------------------------------|--------------------------------------…Read the full text as markdown