Full text of PALAFOX TRADING LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Palafox Trading LLC 2021 Financial Statement {1}------------------------------------------------ {2}------------------------------------------------  ## Palafox Trading LLC (A Delaware Limited Liability Company) (SEC File Number 8-66420) **Statement of Financial Condition as of December 31, 2021, and Report of Independent Registered Public Accounting Firm** Filed pursuant to rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {3}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER 8-66420 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/21<br>MM/DD/YY | AND ENDING | d<br>12/31/21<br>MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------------|--------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM:<br>Palafox Trading LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐<br>Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 131 South Dearborn Street | | | | | Chicago | (No. and Street) | | | | (City) | Illinois<br>(State) | | 60603<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Michael Henry<br>(Name) | (212) 651-7726<br>(Area Code – Telephone Number) | Michael.Henry@citadel.com<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | 1 North Wacker Drive | Chicago | Illinois | 60606 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | | 238 | | (Date of R…Read the full text as markdown