Full text of PALAFOX TRADING LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Palafox Trading LLC . 8 ● ■ D 2020 Financial Statement {1}------------------------------------------------ {2}------------------------------------------------  ## Palafox Trading LLC (A Dcluwurc Limited Liubility Compuny) (SEC File Number 8-66420) Statement of Financial Condition as of December 31, 2020 and Report of Independent Registered Public Accounting Firm Filed pursuant to rule 17a-5(e)(3) under the Securities Exchange Act of 1'934 as a Public Document. {3}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, O.C. 20549 | | | |----------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|------------|-----------------------------------| | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PARTIII | | | SEC FILE NUMBER<br>8-66420 | | | FACING PAGE | | | | | Informatio n Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MMIDDNY | AND ENDING | 12/3 1/20<br>MM/DDNY | | | REGISTRANT IDENTIFICATION<br>A. | | | | NAME OF BROKER - DEALER: PALAFOX TRADING LLC | | | OFFICIAL USE ONLY<br>FlRM IO. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use P.O. Box No.) | | | | | 131 South Dearborn Street | | | | | | (No. and Street) | | | | Chicago | Illinois | | 60603 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT fN REGARD TO THIS REPORT | | | | | Michael Henry | | | 212-651 -7726 | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT JDENTIFICA TION | | | | lNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | PricewaterhouseCoopers LLP | (Name - if individual, state last, first, middle name) | | | | | | | | | I North Wacker Drive | Chicago | IL | 60606 | | (Address)<br>CHECK ONE:<br>B<br>Certified Public Accountant<br>Public Accountant | (City)<br>Accountant not resident in United States or any of its. possessions.<br>FOR OFFICIAL USE ONLY | (State) | (Zip Code) | | | | | | OMB APPROVAL OMB Number: 3235-0123 \* *Claims/or exemption.from the requirement that 1he annual report be covered by the opinion of an independenl public accou…Read the full text as markdown