Full text of PALAFOX TRADING LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Palafox Trading LLC 2022 Financial Statement {1}------------------------------------------------ {2}------------------------------------------------  ## Palafox Trading LLC (A Delaware Limited Liability Company) (SEC File Number 8-66420) **Statement of Financial Condition as of December 31, 2022, and Report of Independent Registered Public Accounting Firm** Filed pursuant to rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {3}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66420 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/22 | | AND ENDING 12/31/22 | |------------------------------------------|----------|---------------------| | | MM/DD/YY | MM/DD | A. REGISTRANT IDENTIFICATION NAME OF FIRM: Palafox Trading LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer [] Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 200 South Biscayne Boulevard, Suite 3300 | | (No. and Street) | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------------------|--------------------------------------------|---------------------------|--| | Miami | Florida | | 33131 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Henry | (212) 651-7726 | | Michael.Henry@citadel.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers LLP | | | | | | 1 North Wacker Drive | (Name - if individual, state last, first, and middle name)<br>Chicago | Illinois | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 238 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE…Read the full text as markdown