Full text of HWJ CAPITAL PARTNERS II, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HWJ CAPITAL PARTNERS II, LLC** ## **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2020** {1}------------------------------------------------ **UNITEDSTATES SECURJTI ES AND EX CHANG ECOMMISSJON Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. .. .. 12.00 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | | |-----------------|--| | 8-66560 | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | REPORT FOR THE PERIOD BEG INN ING | __ o_1_1_0_1_12_0_2_0 _<br>_ | _<br>_ AND ENDING _ | _ 1_2_1_3_1_12_0_2_0 _<br>_<br>_ _ | | |------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------------|------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | HWJ Capital Partners 11, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.0. NO. | | | | 7400 North Federal Highway, Suite AS | | | | | | | (No. and Street) | | | | | Boca Raton | | Florida | 33478 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT: Joseph w. Harch 561.226.6199 | | | | | | | | | (Area Code - Telephone Number) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Berkower, LLC | | | | | | | (Name - if ind1vid11a/, s/are las/. f,rsl. middle name) | | | | | 517 Route One | lselin | NJ | 08830 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | lvlc<br>ertified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | B | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims.for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240. ! 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cur…Read the full text as markdown