Full text of HWJ CAPITAL PARTNERS II, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **HWJ CAPITAL PARTNERS II, LLC** # **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION** **DECEMBER 31, 2021** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated ave rage burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC F!LE NUMBER 8-66560 | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------|-----------------------------------------|--------------------------------------|------------------------------------------------| | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/_2_0_2_1 | | __ | | __<br>AND ENDING _1_2_/3_1 /_2_0_2_1 | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _H_W_J_C_a~p_i_ta_l_P_a_rt_n_e_rs_l I_, _L_L_C | | | _________ | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 7400 North Federal Highway, Suite A5 | | | | | | | | | (No. and Street) | | | | | | Boca Raton | FL | | | 33478 | | [City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Joseph Harch | | 561-226-6199 | | | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing'"<br>Berkower LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 517 Route One | | lselin | | NJ | 08830 | | (Address) | (City) | | | (State] | (Zip Code) | | 9-18-2003 | | | 217 | | | | T"<br>of Regi,i,aUoo Mth POIOB)lif applicable J | | FOR OFFICIAL USE ONLY | | | I<br>IPCAOB Re;<tratioo N"mbe,, if applicable) | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement…Read the full text as markdown