Full text of HWJ CAPITAL PARTNERS II, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HWJ** CAPITAL PARTNERS II, LLC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, **2019** {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... . . . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |---------|-----------------| | 8-66560 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | | AND EN DING | 12/31 /2019<br>~~~~~~~~~~~ | | | | |------------------------------------------------------------------------------------|--------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | OFFICIAL USE ONLY | | | | | FIRM l.D. NO.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 7 400 North Federal Highway, Suite AS | | | | | | | (No. and Street) | | | | | | | Florida | | 33478 | | | | | (Z ip Code)<br>(State) | | | | | | | | | 561.226.6199 | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | | | | | ) | | | | | | lselin | NJ | 08830 | | | | | (City) | (State) | (Z ip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 01 /01 /2019 | ~~~~~~~~~~~<br>HWJ Capital Partners II, LLC<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNT ANT IDENTIFICATION<br>INDEPEN DENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual. state last, first. middle name<br>Accountant not resident in United States or any of its possession<br>s.<br>FOR OFFICIAL USE ONLY | | | | *\*Claims.for exemption.fi'om the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section…Read the full text as markdown