Full text of HERITAGE FINANCIAL SYSTEMS, LLC's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ HERITAGE FINANCIAL SYSTEMS, LLC FINANCIAL STATEMENTS DECEMBER 31, 2024 AND 2023  {1}------------------------------------------------ ## **UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-66670 ### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | B. ACCOUNTANT IDENTIFICATION | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|--------------|----------------------------------------------|--| | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | Brian K. Lureen | (610) 889-2066 | | blureen@heritagefincorp.com | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (City) | | (State) | (Zip Code) | | | Malvern | (No. and Street)<br>PA | | 19355 | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>5 Great Valley Parkway, Suite 334 | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | | D Major security-based swap participant | | | NAME OF FIRM: Heritage Financial Systems, LLC | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | MM/DD/VY | | MM/DD/VY | | | FILING FOR THE PERIOD BEGINNING | __ 0<br>4 ____<br>2_<br>1I_<br>0<br>11_<br>_<br>_ | AND ENDING _ | 24 ___<br>__ 1<br>3_<br>21_<br>11_<br>_<br>_ | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|---------|--------------------------------------------|--|--|--| | Wayne | PA | 19087 | | | | | (City) | (State) | (Zip Code) | | | | | | 03523 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR…Read the full text as markdown