HERITAGE FINANCIAL SYSTEMS, INC. X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of HERITAGE FINANCIAL SYSTEMS, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Company: HERITAGE FINANCIAL SYSTEMS, INC.
Form: X-17A-5
Filed: 2021-02-26
Period: 2020-12-31
Accession: 0001304359-21-000005
CIK: 1304359
File #: 8-66670
Material weakness: No
Auditor: Morison Cogen LLP
Auditor location: Blue Bell, PA
Contact: Brian K Lureen
Phone: 6108892066
Signed by: Brian K Lureen (President & CEO)

Document text (excerpt)

{0}------------------------------------------------ HERITAGE FINANCIAL SYSTEMS, INC. (a subsidiary of Heritage Fincorp, Inc.) FINANCIAL STATEMENTS DECEMBER 31, 2020 AND 2019 ![](_page_0_Picture_3.jpeg) {1}------------------------------------------------ # **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8** # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | | 66670 **)\
amp;,1\*3\$\*(** **,QIRUPDWLRQ5HTXLUHGRI%URNHUVDQG'HDOHUV3XUVXDQWWR6HFWLRQRIWKH 6HFXULWLHV([FKDQJH\$FWRIDQG5XOHD7KHUHXQGHU** | 5(3257)257+(3(5,2'%(*,11,1*BBBBBBBBBBBBBBBBBBBBBBBBBBBBBB \$1'(1',1*BBBBBBBBBBBBBBBBBBBBBBBBBBBBBB | 01/01/2020 | | 12/31/2020 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|-------|---------------------------------------------|--| | | 00''<< | | 00''<< | | | \$ | 5(*,675\$17,'(17,),&\$7,21 | | | | | 1\$0(2)%52.(5'(\$/(5 | OFFICIAL USE ONLY | | | | | \
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amp;(2)%86,1(66 'RQRWXVH32%R[1R | | | FIRM I.D. NO. | | | 5 Great Valley Parkway, Suite 334<br>BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB | | | | | | | 1RDQG6WUHHW | | | | | Malvern | 19355<br>PA<br>BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB | | | | | &LW\ | 6WDWH | | BBBBBBBBBBBBBBBBBBBBBBBBBB<br>=LS&RGH | | | 1\$0(\$1'7(/(3+21(180%(52)3(562172&217\
amp;7,15(*\$5'727+,65(3257<br>Brian K. Lureen<br>BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB | | | (610) 889-2066<br>\$UHD&RGH±7HOHSKRQH1XPEHU | | | % | \
amp;&2817\$17,'(17,),&\$7,21 | | | | | ,1'(3(1'(1738%/,&\
amp;&2817\$17ZKRVHRSLQLRQLVFRQWDLQHGLQWKLV5HSRUW<br>Morison Cogen LLP<br>BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB | | | | | | | 1DPH±if individual, state last, first, middle name | | | | | 484 Norristown Road, Suite 100<br>BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB | Bl…

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