Full text of HERITAGE FINANCIAL SYSTEMS, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # HERITAGE FINANCIAL SYSTEMS, LLC FINANCIAL STATEMENTS DECEMBER 31, 2025 AND 2024  {1}------------------------------------------------ | 12<br>ours per response: | | |--------------------------|--| | | | | SEC FILE NUMBER | | | 8-66670 | | | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND ENDING | | 12/31/25 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Heritage Financial Systems, LLC<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | _ Security-based swap dealer | | | | | 5 Great Valley Parkway, Suite 334 | | | | | | | (No. and Street) | | | | | Malvern | PA | | | 19355 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brian K. Lureen | (610) 889-2066 | | | blureen@heritagefincorp.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Stephano Slack LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 125 Strafford Avenue, Suite 200 | Wayne | | PA | 19087 | | (Address) | (City) | | (State) | (Zip Code) | | June 25, 2009 | | 03523 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | {2}------------------------------------------------ | Brian K. Lureen | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of Heritage Financial Systems, LLC | | as of | | December 31 | 2 025 | | | as that of a customer. | partner, officer, director, or equivalent…Read the full text as markdown