Full text of WELLS FARGO PRIME SERVICES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **WELLS FARGO PRIME SERVICES, LLC** (An Indirect Wholly-Owned Subsidiary of Wells Fargo & Company) Financial Statements and Supplementary Schedules December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-66677 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ---------<br>01/01/2021 | AND ENDING | 12/31/2021 | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|-------------------------------------------| | | MM/DD/ Y Y | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: __ W_e_ll_s_F_a~rg~o_P_ri_m_e_S_e_rv_ic_e_s,_L_L_C ________________ | | | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>IX! Broker-dealer<br>• Check here if respondent is also an OTC derivatives dealer | • Security-based swap dealer | • Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 45 Fremont Street, 30th Floor | | | | | | | (No. and Street) | | | | | San Francisco | CA | | | 94105 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | James Gnall | 917 -699-6822 | | | james .w.gnall@wellsfargo.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | 10,154 | | 345 Park Ave | New York | | NY | | | (Address)<br>10/20/2003 | (City) | 185 | (State) | (Zip Code) | | | | | | (PCAOB ••~strntloo N,mbe,, If appllcabl•J | | of R,glstratloo with PCAOB)(lf appllcabl,) | | | | | | l" | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-S(e)(l)(li), if appl…Read the full text as markdown