Full text of WELLS FARGO PRIME SERVICES, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **WELLS FARGO PRIME SERVICES, LLC** (An Indirect Wholly-Owned Subsidiary of Wells Fargo & Company) Statement of Financial Condition December 31, 2022 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS sec file number FORM X-17A-5 8-66677 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/22 filing for the period beginning 01/01/22 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Wells Fargo Prime Services, LLC TYPE OF REGISTRAINT (check all applicable boxes): E Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 45 Fremont Street (No. and Street) San Francisco 94105 CA (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING James W. Gnall 332-204-0644 james.w.gnall@wellsfargo.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG, LLP (Name - if individual, state last, first, and middle name) 345 Park Ave New York NY 10154 (Address) (City) (State) (Zip Code) 10/20/2003 185 (Date of Registration with PCAOB){if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | James W. Gnall | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | financial re…Read the full text as markdown