Full text of WELLS FARGO PRIME SERVICES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **WELLS FARGO PRIME SERVICES, LLC** (An Indirect Wholly-Owned Subsidiary of Wells Fargo & Company) Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC ALE NUMBER # PART Ill FAONGPAGE 8-66677 Information Required Pursuant to Rules 17a-s, 17a-U, and 18a-7 under the Sewrities Exchange Act of 1934 FlLING FOR THE PERIOD BEGINNING Q 1 /Q1 /25 MM/0D/YY AND ENDING 12/31 /25 MM/DD/YY **A. REGISTRANT IDENTIRCATION** NAME oF FIRM: Wells Fargo Prime Services, LLC TYPE OF REGISTRANT (check all applicable boxes}: 0 Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if responderit is also an OTC derivatives dealer ADDRESS OF PRINOP AL PIACE OF BUSINESS: (Do not use **a P** .0. box no.) 45 Fremont Street {No. and Street) San Francisco CA 94105 (Oty) (State} (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Timothy Connor 215-764-7949 timothy.m.connor@welfsfargo.com (Name) {Area (()de-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing"' KPMG, LLP | | {Name - if ind"rvidual, state last, first, and middle name) | | | |---------------------------------------------------|-------------------------------------------------------------|---------|--------------------------------------------| | 2 Manhattan West, 375 Ninth Ave | New York | NY | 10001 | | (Address) | (City) | (State) | (Zip Code} | | 10/20/2003 | | 185 | | | {Date of Relristration with PCAOB)ftf applicable) | | | (PCAOB Registration Number. if aoo!icablel | | | FOR OFAOAL USE ONLY | | | | | | | | + Oaims for exemption from.the requirement that the annual reports **be covered** by the reports of an.independent public accountant must be supported by a statement.of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if appticable. **Persons who are to respond to the collection gf information contained** In **this form are not required to respond unless the form** dlsplays a currently vabd…Read the full text as markdown