Full text of SWBC INVESTMENT SERVICES, LLC's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART III | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-66764 | | | (No. and Street) | | | |--------------------------------------------------|--------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------| | Texas | | 78216-4459 | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (210) 376-3280 | SRykert@swbc.com | | | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | 78230 | | (City) | (State) | (Zip Code) | | | | | | | 243 | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | San Antonio<br>10999 IH-10W, Suite 255 | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>Texas | {1}------------------------------------------------ | | | | D. Scott Rykert | |--|--|--|-----------------| |--|--|--|-----------------|  - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### S T A T E M E N T O F F I N A N C I A L C O N D I T I O N SWBC Investment Services, LLC December 31, 2024 With Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ Statement of Financial Condition December 31, 2024 # **Contents** | Facing Page and Oath of Affirmation | | |------------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm 1 | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3 | | {4}------------------------------------------------  Tel: 210-342-8000 Fax: 210-342-0866 **www.bdo.com** 10999 IH-10W, Suite 255 San Antonio, TX 78230 #### Report of Independent Registered Public Accounting Firm To the Board of Directors and Member of SWBC Investment Services, LLC San Antonio, Texas #### Opinion on Financial Statement We have audited the accompanying statement of financial condition of SWBC Investment Services, LLC \$QFC WCompanyX% as of December 31, 2024, and the related notes (collectively referred to as QF…Read the full text as markdown