SWBC INVESTMENT SERVICES, LLC X-17A-5 (2017-03-02) — Broker-dealer annual report

Full text of SWBC INVESTMENT SERVICES, LLC's X-17A-5 filed 2017-03-02 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SWBC INVESTMENT SERVICES, LLC
• Form: X-17A-5
• Filed: 2017-03-02
• Period: 2016-12-31
• Accession: 0001311274-17-000001
• CIK: 1311274
• File #: 8-66764
• Material weakness: No
• Auditor: Ernst & Young, LLP
• Auditor location: San Antonio, TX
• Contact: Patrick Muras
• Phone: 210-376-3481
• Signed by: Kelly Tramontano (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0001311274 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N SWBC INVESTMENT SERVICES, LLC 9311 SAN PEDRO, STE 600 SAN ANTONIO TX 78216 Patrick Muras 210-376-3481 Ernst & Young, LLP 100 W. Houston, Suite 1700 San Antonio TX 78205 Certified Public Accountant Kelly Tramontano SWBC INVESTMENT SERVICES, LLC 12-31-2016 Kelly Tramontano Chief Executive Officer Y

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• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)