Full text of SWBC INVESTMENT SERVICES, LLC's X-17A-5 filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S T A T E M E N T O F F I N A N C I A L C O N D I T I O N SWBC Investment Services, LLC December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | iours per response.<br>1 | | |--------------------------|--| | | | | SEC FILE NUMBER | | | 8-66764 | | | (No. and Street) | | | |--------------------------------------------------|--------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------| | Texas | | 78216-4459 | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (210) 376-3280 | | SRykert@swbc.com | | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | San Antonio<br>10999 IH-10W, Suite 255 | Texas | 78230 | | (City) | (State) | (Zip Code) | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>243 | {2}------------------------------------------------ | I, | | | D. Scott Rykert | |----|--|--|-----------------| |----|--|--|-----------------|   | Signature: | | | |-----------------------------------|--|--| | Title:<br>Chiof Evonutive Officar | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ ## SWBC Investment Services, LLC ## Statement of Financial Condition December 31, 2025 ## **Contents** | Facing Page and Oath of Affirmation | | |-----------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm 1 | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3 | | {4}------------------------------------------------  Tel: 210-342-8000 Fax: 210-342-0866 www.bdo.com #### Report of Independent Registered Public Accounting Firm The Board of Directors and Member SWBC Investment Services, LLC San Antonio, Texas Opinion on Financial Statement We have audited the accompanying statement of financial condition of SWBC Investment Services, LLC (the "Company") as of December 31, 2025, and the related notes (colle…Read the full text as markdown